1. Two principles of the Rules of Procedure for Proceedings Related to Professional Conduct: (1) confidentiality of proceedings ; (2) fair process to the member and candidate 2. A composite must include all actual, fee-paying, discretionary portfolios managed in accordance with the same investment mandate, objective, or strategy (Standards IV Composites). By including both value and growth portfolios, the composite is made up of portfolios with different investment mandates or strategies…
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